Lorentz and Drude Models
A restoring force produces a bound resonance. Removing it gives the free-carrier Drude response. Change damping and oscillator strength to calculate complex permittivity and refractive index.
Bound and free charges in a light field
A material responds to light because its charges move. This page models a group of charges as a mass on a spring, pushed by the electric field and slowed by friction. That picture gives a complex permittivity and, from it, the refractive index and extinction coefficient at every frequency. The editor below computes it for one oscillator. The thin-film and layer-stack experiments can take the result as a material.
A charge on a spring
Take an electron with charge and mass , held near its atom by a restoring force with natural frequency and damped at rate . A field drives it:
After the start-up transient has damped away, the electron oscillates at the drive frequency. With such electrons per unit volume, the polarization is proportional to the field, , with
The relative permittivity is ; when faster responses are lumped into a constant background it becomes . The numerator is the strength in the model section, which is why it has units of . Far below resonance the charge follows the field, and is real and positive. Far above it the mass cannot keep up; the displacement ends up opposite to the force, the polarization points against the field and turns negative. At only damping limits the motion, and the response lags the drive by a quarter cycle. Then the velocity is in phase with the force, so the field does work on the charge every cycle. That work, lost to damping, is the absorption.
Reading the curves
The real part is the part of the response in step with the field. The imaginary part is the part a quarter cycle behind, which takes energy from it; with the convention it is positive in a passive material, one that can absorb energy but not supply it. The wave itself is described by and , and each depends on both parts. For one oscillator the absorption peak has height about and, when , a full width at half maximum close to . Less damping gives a taller, narrower peak, but the weighted area (not quite the area under the plotted curve) does not change.
The index follows from , so and . Wherever is negative, exceeds : the field loses more than a factor for each radian of phase it gains, so it fades within a fraction of a wavelength.
Removing the spring
Conduction electrons in a metal have no restoring force. Setting turns the same formula into the Drude permittivity
The strength is now the square of the plasma frequency , and is the mean time between collisions. In general crosses zero at . Below that the material behaves like a metal. Above it the electrons' response is too weak to outweigh the background, turns positive, and light propagates with a loss set by .
Derivation from Maxwell's equations
Start with the macroscopic Maxwell equations for a linear, isotropic, nonmagnetic medium with no net charge density, in SI units, with every field proportional to , so that . The physical field is the real part, ; below, , , denote the complex amplitudes. The bound charges enter through the polarization in , and free carriers through a current density . With magnetic field and vacuum permeability :
If and , with conductivity , both terms fold into one relative permittivity, . The equations take the usual form , (the divergence of the second equation, for ), , with vacuum wavenumber and .
The wave. Take the curl of the first equation and substitute the second: . With , and since in a uniform medium with the divergence condition gives , this becomes
A plane wave with perpendicular to solves it when the complex refractive index satisfies . That fixes only up to sign. For the wave travelling in through a passive medium the amplitude cannot grow, so . If , then and . If , either and (for , phase moving in ), or and (for ). The code's passive square root returns this root. The intensity falls as
Bound charges. Put the trial solution into the equation of motion above, taking as the macroscopic field (see Model and limits). The derivatives become factors of , and
Then gives the susceptibility in the lecture, with . Polarizations of different species add, so a material with several oscillators has . Here is 1 plus the susceptibility of resonances well above the modelled range, which is nearly real and constant there.
Free carriers. A conduction electron with velocity feels the field and a friction, , but no spring. Solving as before and using :
In Maxwell's equation, , so the current acts exactly like an extra polarization . Its susceptibility is
which is the oscillator term with . Describing a metal by a conductivity or by a permittivity is the same physics written in two places.
Energy. The bound charges carry the polarization current . For complex amplitudes the time-averaged power the field delivers per unit volume is
The last step uses a real , which therefore absorbs nothing. With , a positive means the medium absorbs; with the opposite convention, , every changes sign and an absorbing medium has negative . For the free-carrier term the same expression is , the Joule heating.
Three things to try
The bound oscillator. The default example has , rad/s (477 THz, or 628 nm), and rad/s. At low frequency . At resonance , and the driven-response panel reports amplitude 10 with a 90° lag. That panel always evaluates , without the background, at rad/s, so it shows the resonant case only while stays at that value. rises to 6.26 at 453 THz, drops to −3.76 at 501 THz, and stays negative up to 672 THz. At the top of the chart, 955 THz, . That is a phase velocity above ; no signal travels faster than light.
Damping. Double the damping from 0.3 to 0.6 × 10¹⁵ rad/s. The peak halves from 10 to 5 and its width doubles. At the minimum damping, 0.01, the peak reaches 300, but it is narrower than the spacing of the chart's 401 samples, so the plotted curve tops out near 129.
Free carriers. The Drude example keeps the same strength and damping but sets , so rad/s and the collision time is about 3.3 fs. crosses zero at rad/s (475 THz). At 159 THz, , with and . The driven response at rad/s has amplitude 0.995 and a 174.29° lag: the polarization points almost exactly against the field.
Material response
Zero is the free-carrier Drude term.
Material spectrum
ε₁ ε₂
Sample values
| Frequency (THz) | ε₁ (Dimensionless) | ε₂ (Dimensionless) |
|---|---|---|
| 15.915 | 2.0011 | 0.0033407 |
| 46.433 | 2.0095 | 0.0099106 |
| 76.951 | 2.0264 | 0.016983 |
| 107.47 | 2.0528 | 0.024961 |
| 137.99 | 2.0900 | 0.034373 |
| 168.51 | 2.1404 | 0.045973 |
| 199.02 | 2.2072 | 0.060903 |
| 229.54 | 2.2955 | 0.081004 |
| 260.06 | 2.4133 | 0.10945 |
| 290.58 | 2.5735 | 0.15210 |
| 321.10 | 2.7986 | 0.22082 |
| 351.61 | 3.1297 | 0.34267 |
| 382.13 | 3.6505 | 0.59012 |
| 412.65 | 4.5387 | 1.2085 |
| 443.17 | 5.9824 | 3.3388 |
| 473.68 | 2.5628 | 9.8314 |
| 504.20 | -3.7172 | 4.3265 |
| 534.72 | -2.2943 | 1.4513 |
| 565.24 | -1.2916 | 0.67576 |
| 595.76 | -0.70988 | 0.38312 |
| 626.27 | -0.34346 | 0.24459 |
| 656.79 | -0.094766 | 0.16878 |
| 687.31 | 0.083819 | 0.12301 |
| 717.83 | 0.21765 | 0.093330 |
| 748.35 | 0.32130 | 0.073033 |
| 778.86 | 0.40370 | 0.058563 |
| 809.38 | 0.47060 | 0.047899 |
| 839.90 | 0.52588 | 0.039822 |
| 870.42 | 0.57222 | 0.033566 |
| 900.94 | 0.61155 | 0.028626 |
| 931.45 | 0.64530 | 0.024662 |
Driven response
At , susceptibility amplitude is 10.000 and response phase lag is 90.00°. The curves below show one monochromatic cycle, each normalized to its own amplitude. They are not a pulse-propagation simulation.
Drive Response
Sample values
| Cycle phase (rad) | Drive (Normalized amplitude) | Response (Normalized amplitude) |
|---|---|---|
| 0.0000 | 1.0000 | 6.1232e-17 |
| 0.18850 | 0.98229 | 0.18738 |
| 0.37699 | 0.92978 | 0.36812 |
| 0.56549 | 0.84433 | 0.53583 |
| 0.75398 | 0.72897 | 0.68455 |
| 0.94248 | 0.58779 | 0.80902 |
| 1.1310 | 0.42578 | 0.90483 |
| 1.3195 | 0.24869 | 0.96858 |
| 1.5080 | 0.062791 | 0.99803 |
| 1.6965 | -0.12533 | 0.99211 |
| 1.8850 | -0.30902 | 0.95106 |
| 2.0735 | -0.48175 | 0.87631 |
| 2.2619 | -0.63742 | 0.77051 |
| 2.4504 | -0.77051 | 0.63742 |
| 2.6389 | -0.87631 | 0.48175 |
| 2.8274 | -0.95106 | 0.30902 |
| 3.0159 | -0.99211 | 0.12533 |
| 3.2044 | -0.99803 | -0.062791 |
| 3.3929 | -0.96858 | -0.24869 |
| 3.5814 | -0.90483 | -0.42578 |
| 3.7699 | -0.80902 | -0.58779 |
| 3.9584 | -0.68455 | -0.72897 |
| 4.1469 | -0.53583 | -0.84433 |
| 4.3354 | -0.36812 | -0.92978 |
| 4.5239 | -0.18738 | -0.98229 |
| 4.7124 | -1.8370e-16 | -1.0000 |
| 4.9009 | 0.18738 | -0.98229 |
| 5.0894 | 0.36812 | -0.92978 |
| 5.2779 | 0.53583 | -0.84433 |
| 5.4664 | 0.68455 | -0.72897 |
| 5.6549 | 0.80902 | -0.58779 |
| 5.8434 | 0.90483 | -0.42578 |
| 6.0319 | 0.96858 | -0.24869 |
| 6.2204 | 0.99803 | -0.062791 |
Model and limits
With time dependence , the relative permittivity is
Strength has units ; resonance and damping use rad/s. Nonnegative strengths and positive damping describe passive terms. Setting gives Drude; and undamped poles are excluded. is the passive square root of .
This is a classical, linear, isotropic response model, not a fit to a named material. The background represents omitted higher-frequency response over the modelled range. A finite number of oscillators does not supply a complete microscopic description of a solid. The field acting on each charge is taken as the macroscopic field; the Lorentz–Lorenz local-field correction that Lorentz used is omitted, which is adequate for dilute media or when parameters are fitted. Damping is taken as independent of frequency.
History of the method
The idea that dispersion comes from particles set vibrating by light is older than the electron. In 1899 Lord Rayleigh reported that James Clerk Maxwell had already posed it in the Cambridge Mathematical Tripos examination of 1869: a medium tied to atoms by a force proportional to distance, with a resistance proportional to their relative velocity. Rayleigh wrote that this came earlier than Sellmeier or any other writer. Drude's textbook adds that Maxwell's question did not become known, and that Sellmeier, Helmholtz and Ketteler built dispersion theories on the same idea independently.
In H. A. Lorentz's electron theory the vibrating particles are electrons. In lectures at Columbia University in 1906, published in 1909, he described that theory as the older elastic explanation restated in electromagnetic terms, with Sellmeier's particles replaced by electrons. He was not alone in using charged oscillators: Drude's textbook bases its version on Helmholtz's electrical conception. Each resonance raises the index below its frequency and lowers it above. He found radiation damping far too weak to explain observed absorption, proposed that collisions interrupt the vibrations and act like a resistance, and said plainly that the true cause of absorption was still unknown.
Paul Drude's 1900 paper treated a metal as containing free electrons that share the thermal motion and collide with its atoms; Lorentz's lectures summarise how this accounted, roughly, for the similar ratio of heat and electrical conductivity across metals. His textbook, Lehrbuch der Optik (1900; English translation 1902), treats conduction in metals optically: conducting charges have no equilibrium position but do feel a resistance, which gives metals a complex dielectric constant. He used it to explain why metals absorb light while even the best-conducting electrolytes stay transparent. In the textbook, written in the same period, he still called the conducting charges ions and worked in electrostatic units; the term on this page is the modern SI form of that idea.
Method context and references
The bound/free distinction explains why these models remain useful: restoring forces create resonances, while free carriers contribute a low-frequency conductivity. Gang Chen, Radiative Transfer, MIT OpenCourseWare (Spring 2006), chapter 6 reading develops Lorentz and Drude material response. M. S. Dresselhaus, Solid State Physics, Part II: Optical Properties of Solids, MIT course notes, chapter 2, derives the free-carrier contribution. These teaching sources support the formulas, not the history. The history above follows the primary sources below and reports their priority statements as theirs. The editor and calculations are a later browser implementation.
Lord Rayleigh (John William Strutt), The theory of anomalous dispersion, The London, Edinburgh, and Dublin Philosophical Magazine and Journal of Science, series 5, 48(290), 151–152 (1899): Maxwell's 1869 Tripos question. Read in the reprint in Rayleigh's Scientific Papers, vol. IV (Cambridge University Press, 1903), article 250, pp. 413–414, open scan. The 1869 examination paper itself was not consulted.
H. A. Lorentz, The Theory of Electrons and Its Applications to the Phenomena of Light and Radiant Heat (Leipzig: B. G. Teubner, 1909), lectures delivered at Columbia University in 1906; open scan. Sections 47–49 (pp. 63–65) summarise Drude's theory of metallic conduction; sections 120–122 and 131 (pp. 140–144, 150–152) cover collision damping, the electron theory of dispersion and its relation to Sellmeier's and Helmholtz's earlier theories.
Paul Drude, The Theory of Optics, translated by C. Riborg Mann and Robert A. Millikan (London and New York: Longmans, Green and Co., 1902), from Lehrbuch der Optik (Leipzig, 1900); open scan of a 1933 impression. Part II, section II, chapter V, “Dispersion”, pp. 382–399, including the footnote on Maxwell, Sellmeier, Helmholtz and Ketteler and the section “Dispersion of the Metals”.
Paul Drude, Zur Elektronentheorie der Metalle, Annalen der Physik 306(3), 566–613 (1900). Cited by title and venue only; the text was not consulted. Its content is described above through Lorentz's summary.
Calculation source code · Implementation and validation notes