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Lorentz and Drude Models

A restoring force produces a bound resonance. Removing it gives the free-carrier Drude response. Change damping and oscillator strength to calculate complex permittivity and refractive index.

Bound and free charges in a light field

A material responds to light because its charges move. This page models a group of charges as a mass on a spring, pushed by the electric field and slowed by friction. That picture gives a complex permittivity ε(ω)\varepsilon(\omega) and, from it, the refractive index nn and extinction coefficient kk at every frequency. The editor below computes it for one oscillator. The thin-film and layer-stack experiments can take the result as a material.

A charge on a spring

Take an electron with charge −e-e and mass mm, held near its atom by a restoring force with natural frequency ω0\omega_0 and damped at rate γ\gamma. A field E0e−iωtE_0e^{-i\omega t} drives it:

m(x¨+γx˙+ω02x)=−eE0 e−iωtm\left(\ddot x+\gamma\dot x+\omega_0^2x\right)=-eE_0\,e^{-i\omega t}

After the start-up transient has damped away, the electron oscillates at the drive frequency. With NN such electrons per unit volume, the polarization P=−NexP=-Nex is proportional to the field, P=ε0χEP=\varepsilon_0\chi E, with

χ(ω)=Ne2/(ε0m)ω02−ω2−iγω\chi(\omega)=\frac{Ne^2/(\varepsilon_0 m)}{\omega_0^2-\omega^2-i\gamma\omega}

The relative permittivity is ε=1+χ\varepsilon=1+\chi; when faster responses are lumped into a constant background it becomes ε∞+χ\varepsilon_\infty+\chi. The numerator is the strength SS in the model section, which is why it has units of s−2\mathrm{s^{-2}}. Far below resonance the charge follows the field, and χ\chi is real and positive. Far above it the mass cannot keep up; the displacement ends up opposite to the force, the polarization points against the field and χ\chi turns negative. At ω=ω0\omega=\omega_0 only damping limits the motion, and the response lags the drive by a quarter cycle. Then the velocity is in phase with the force, so the field does work on the charge every cycle. That work, lost to damping, is the absorption.

Reading the curves

The real part ε1\varepsilon_1 is the part of the response in step with the field. The imaginary part ε2\varepsilon_2 is the part a quarter cycle behind, which takes energy from it; with the exp⁡(−iωt)\exp(-i\omega t) convention it is positive in a passive material, one that can absorb energy but not supply it. The wave itself is described by nn and kk, and each depends on both parts. For one oscillator the absorption peak has height about S/(γω0)S/(\gamma\omega_0) and, when γ≪ω0\gamma\ll\omega_0, a full width at half maximum close to γ\gamma. Less damping gives a taller, narrower peak, but the weighted area ∫0∞ω ε2 dω=πS/2\int_0^\infty\omega\,\varepsilon_2\,d\omega=\pi S/2 (not quite the area under the plotted curve) does not change.

The index follows from n+ik=εn+ik=\sqrt{\varepsilon}, so ε1=n2−k2\varepsilon_1=n^2-k^2 and ε2=2nk\varepsilon_2=2nk. Wherever ε1\varepsilon_1 is negative, kk exceeds nn: the field loses more than a factor ee for each radian of phase it gains, so it fades within a fraction of a wavelength.

Removing the spring

Conduction electrons in a metal have no restoring force. Setting ω0=0\omega_0=0 turns the same formula into the Drude permittivity

ε(ω)=ε∞−ωp2ω2+iγω,ωp2=Ne2ε0m\begin{aligned}\varepsilon(\omega)&=\varepsilon_\infty-\frac{\omega_p^2}{\omega^2+i\gamma\omega},\\ \omega_p^2&=\frac{Ne^2}{\varepsilon_0 m}\end{aligned}

The strength is now the square of the plasma frequency ωp\omega_p, and 1/γ1/\gamma is the mean time between collisions. In general ε1\varepsilon_1 crosses zero at ω2=ωp2/ε∞−γ2\omega^2=\omega_p^2/\varepsilon_\infty-\gamma^2. Below that the material behaves like a metal. Above it the electrons' response is too weak to outweigh the background, ε1\varepsilon_1 turns positive, and light propagates with a loss set by γ\gamma.

Derivation from Maxwell's equations

Start with the macroscopic Maxwell equations for a linear, isotropic, nonmagnetic medium with no net charge density, in SI units, with every field proportional to exp⁡(−iωt)\exp(-i\omega t), so that ∂/∂t→−iω\partial/\partial t\to-i\omega. The physical field is the real part, Re[E e−iωt]\mathrm{Re}\left[E\,e^{-i\omega t}\right]; below, EE, PP, JJ denote the complex amplitudes. The bound charges enter through the polarization PP in D=ε0E+PD=\varepsilon_0E+P, and free carriers through a current density JJ. With magnetic field HH and vacuum permeability μ0\mu_0:

∇×E=iωμ0H,∇×H=J−iω(ε0E+P).\begin{aligned}\nabla\times E&=i\omega\mu_0H,\\ \nabla\times H&=J-i\omega\left(\varepsilon_0E+P\right).\end{aligned}

If P=ε0χEP=\varepsilon_0\chi E and J=σEJ=\sigma E, with conductivity σ\sigma, both terms fold into one relative permittivity, ε=1+χ+iσ/(ε0ω)\varepsilon=1+\chi+i\sigma/(\varepsilon_0\omega). The equations take the usual form ∇×H=−iωε0ε(ω)E\nabla\times H=-i\omega\varepsilon_0\varepsilon(\omega)E, ∇⋅(εE)=0\nabla\cdot(\varepsilon E)=0 (the divergence of the second equation, for ω≠0\omega\ne0), ∇⋅H=0\nabla\cdot H=0, with vacuum wavenumber k0=ω/ck_0=\omega/c and c2=1/(μ0ε0)c^2=1/(\mu_0\varepsilon_0).

The wave. Take the curl of the first equation and substitute the second: ∇×∇×E=iωμ0∇×H=k02εE\nabla\times\nabla\times E=i\omega\mu_0\nabla\times H=k_0^2\varepsilon E. With ∇×∇×E=∇(∇⋅E)−∇2E\nabla\times\nabla\times E=\nabla(\nabla\cdot E)-\nabla^2E, and since in a uniform medium with ε≠0\varepsilon\ne0 the divergence condition gives ∇⋅E=0\nabla\cdot E=0, this becomes

∇2E+k02 ε(ω) E=0\nabla^2E+k_0^2\,\varepsilon(\omega)\,E=0

A plane wave E0 ei(n~k0z−ωt)E_0\,e^{i(\tilde n k_0z-\omega t)} with E0E_0 perpendicular to zz solves it when the complex refractive index n~\tilde n satisfies n~2=ε\tilde n^2=\varepsilon. That fixes n~=n+ik\tilde n=n+ik only up to sign. For the wave travelling in +z+z through a passive medium the amplitude cannot grow, so k≥0k\ge0. If ε2>0\varepsilon_2>0, then k>0k>0 and n=ε2/(2k)>0n=\varepsilon_2/(2k)>0. If ε2=0\varepsilon_2=0, either k=0k=0 and n=ε1n=\sqrt{\varepsilon_1} (for ε1≥0\varepsilon_1\ge0, phase moving in +z+z), or n=0n=0 and k=−ε1k=\sqrt{-\varepsilon_1} (for ε1<0\varepsilon_1<0). The code's passive square root returns this root. The intensity falls as

∣E∣2∝e−2kk0z|E|^2\propto e^{-2kk_0z}

Bound charges. Put the trial solution x=x0e−iωtx=x_0e^{-i\omega t} into the equation of motion above, taking EE as the macroscopic field (see Model and limits). The derivatives become factors of −iω-i\omega, and

x0=−eE0/mω02−ω2−iγωx_0=\frac{-eE_0/m}{\omega_0^2-\omega^2-i\gamma\omega}

Then P=−NexP=-Nex gives the susceptibility in the lecture, with S=Ne2/(ε0m)S=Ne^2/(\varepsilon_0m). Polarizations of different species add, so a material with several oscillators has ε=ε∞+∑jχj\varepsilon=\varepsilon_\infty+\sum_j\chi_j. Here ε∞\varepsilon_\infty is 1 plus the susceptibility of resonances well above the modelled range, which is nearly real and constant there.

Free carriers. A conduction electron with velocity vv feels the field and a friction, m(v˙+γv)=−eEm(\dot v+\gamma v)=-eE, but no spring. Solving as before and using J=−NevJ=-Nev:

v=−eEm(γ−iω),σ(ω)=Ne2m(γ−iω).\begin{aligned}v&=\frac{-eE}{m(\gamma-i\omega)},\\ \sigma(\omega)&=\frac{Ne^2}{m(\gamma-i\omega)}.\end{aligned}

In Maxwell's equation, J−iωP=−iω(P+iJ/ω)J-i\omega P=-i\omega\left(P+iJ/\omega\right), so the current acts exactly like an extra polarization PJ=iJ/ωP_J=iJ/\omega. Its susceptibility is

χJ=iσε0ω=i ωp2ω(γ−iω)=−ωp2ω2+iγω\begin{aligned}\chi_J&=\frac{i\sigma}{\varepsilon_0\omega}=\frac{i\,\omega_p^2}{\omega(\gamma-i\omega)}\\ &=-\frac{\omega_p^2}{\omega^2+i\gamma\omega}\end{aligned}

which is the oscillator term with ω0=0\omega_0=0. Describing a metal by a conductivity or by a permittivity is the same physics written in two places.

Energy. The bound charges carry the polarization current JP=∂P/∂t=−iωPJ_P=\partial P/\partial t=-i\omega P. For complex amplitudes the time-averaged power the field delivers per unit volume is

⟨JP⋅E⟩=12 Re ⁣[(−iωε0χE)⋅E∗]=12 ωε0 Im χ ∣E∣2=12 ωε0 ε2 ∣E∣2\begin{aligned}\langle J_P\cdot E\rangle&=\tfrac12\,\mathrm{Re}\!\left[(-i\omega\varepsilon_0\chi E)\cdot E^*\right]\\&=\tfrac12\,\omega\varepsilon_0\,\mathrm{Im}\,\chi\,|E|^2\\&=\tfrac12\,\omega\varepsilon_0\,\varepsilon_2\,|E|^2\end{aligned}

The last step uses a real ε∞\varepsilon_\infty, which therefore absorbs nothing. With exp⁡(−iωt)\exp(-i\omega t), a positive ε2\varepsilon_2 means the medium absorbs; with the opposite convention, exp⁡(+iωt)\exp(+i\omega t), every ii changes sign and an absorbing medium has negative ε2\varepsilon_2. For the free-carrier term the same expression is 12Re(σ)∣E∣2\tfrac12\mathrm{Re}(\sigma)|E|^2, the Joule heating.

Three things to try

The bound oscillator. The default example has ε∞=1\varepsilon_\infty=1, ω0=3×1015\omega_0=3\times10^{15} rad/s (477 THz, or 628 nm), S=9×1030 s−2S=9\times10^{30}\,\mathrm{s^{-2}} and γ=3×1014\gamma=3\times10^{14} rad/s. At low frequency ε=1+S/ω02=2\varepsilon=1+S/\omega_0^2=2. At resonance ε=1+10i\varepsilon=1+10i, and the driven-response panel reports amplitude 10 with a 90° lag. That panel always evaluates χ\chi, without the background, at 3×10153\times10^{15} rad/s, so it shows the resonant case only while ω0\omega_0 stays at that value. ε1\varepsilon_1 rises to 6.26 at 453 THz, drops to −3.76 at 501 THz, and stays negative up to 672 THz. At the top of the chart, 955 THz, n=0.82n=0.82. That is a phase velocity above cc; no signal travels faster than light.

Damping. Double the damping from 0.3 to 0.6 × 10¹⁵ rad/s. The ε2\varepsilon_2 peak halves from 10 to 5 and its width doubles. At the minimum damping, 0.01, the peak reaches 300, but it is narrower than the spacing of the chart's 401 samples, so the plotted curve tops out near 129.

Free carriers. The Drude example keeps the same strength and damping but sets ω0=0\omega_0=0, so ωp=3×1015\omega_p=3\times10^{15} rad/s and the collision time is about 3.3 fs. ε1\varepsilon_1 crosses zero at 2.985×10152.985\times10^{15} rad/s (475 THz). At 159 THz, ε=−7.26+2.48i\varepsilon=-7.26+2.48i, with n=0.45n=0.45 and k=2.73k=2.73. The driven response at 3×10153\times10^{15} rad/s has amplitude 0.995 and a 174.29° lag: the polarization points almost exactly against the field.

Material response

A passive, scalar oscillator model. Resonance and damping use angular frequency, not ordinary frequency.

Zero is the free-carrier Drude term.

Material spectrum

Passive optical response
9.996.563.12-0.319-3.7615.92954.9Frequency (THz)Dimensionless

ε₁ ε₂

Sample values
Frequency (THz)ε₁ (Dimensionless)ε₂ (Dimensionless)
15.9152.00110.0033407
46.4332.00950.0099106
76.9512.02640.016983
107.472.05280.024961
137.992.09000.034373
168.512.14040.045973
199.022.20720.060903
229.542.29550.081004
260.062.41330.10945
290.582.57350.15210
321.102.79860.22082
351.613.12970.34267
382.133.65050.59012
412.654.53871.2085
443.175.98243.3388
473.682.56289.8314
504.20-3.71724.3265
534.72-2.29431.4513
565.24-1.29160.67576
595.76-0.709880.38312
626.27-0.343460.24459
656.79-0.0947660.16878
687.310.0838190.12301
717.830.217650.093330
748.350.321300.073033
778.860.403700.058563
809.380.470600.047899
839.900.525880.039822
870.420.572220.033566
900.940.611550.028626
931.450.645300.024662

Driven response

At ω=3×1015 rad/s\omega = 3\times 10^{15}\,\mathrm{rad/s}, susceptibility amplitude is 10.000 and response phase lag is 90.00°. The curves below show one monochromatic cycle, each normalized to its own amplitude. They are not a pulse-propagation simulation.

Drive and normalized polarization response
10.50-0.5-10.0006.283Cycle phase (rad)Normalized amplitude

Drive Response

Sample values
Cycle phase (rad)Drive (Normalized amplitude)Response (Normalized amplitude)
0.00001.00006.1232e-17
0.188500.982290.18738
0.376990.929780.36812
0.565490.844330.53583
0.753980.728970.68455
0.942480.587790.80902
1.13100.425780.90483
1.31950.248690.96858
1.50800.0627910.99803
1.6965-0.125330.99211
1.8850-0.309020.95106
2.0735-0.481750.87631
2.2619-0.637420.77051
2.4504-0.770510.63742
2.6389-0.876310.48175
2.8274-0.951060.30902
3.0159-0.992110.12533
3.2044-0.99803-0.062791
3.3929-0.96858-0.24869
3.5814-0.90483-0.42578
3.7699-0.80902-0.58779
3.9584-0.68455-0.72897
4.1469-0.53583-0.84433
4.3354-0.36812-0.92978
4.5239-0.18738-0.98229
4.7124-1.8370e-16-1.0000
4.90090.18738-0.98229
5.08940.36812-0.92978
5.27790.53583-0.84433
5.46640.68455-0.72897
5.65490.80902-0.58779
5.84340.90483-0.42578
6.03190.96858-0.24869
6.22040.99803-0.062791

Model and limits

With time dependence exp⁡(−iωt)\exp(-i\omega t), the relative permittivity is

ε(ω)=ε∞+∑jSjωj2−ω2−iγjω\varepsilon(\omega)=\varepsilon_\infty+\sum_j\frac{S_j}{\omega_j^2-\omega^2-i\gamma_j\omega}

Strength SjS_j has units s−2\mathrm{s^{-2}}; resonance ωj\omega_j and damping γj\gamma_j use rad/s. Nonnegative strengths and positive damping describe passive terms. Setting ωj=0\omega_j=0 gives Drude; ω=0\omega=0 and undamped poles are excluded. n+ikn+ik is the passive square root of ε\varepsilon.

This is a classical, linear, isotropic response model, not a fit to a named material. The background ε∞\varepsilon_\infty represents omitted higher-frequency response over the modelled range. A finite number of oscillators does not supply a complete microscopic description of a solid. The field acting on each charge is taken as the macroscopic field; the Lorentz–Lorenz local-field correction that Lorentz used is omitted, which is adequate for dilute media or when parameters are fitted. Damping is taken as independent of frequency.

History of the method

The idea that dispersion comes from particles set vibrating by light is older than the electron. In 1899 Lord Rayleigh reported that James Clerk Maxwell had already posed it in the Cambridge Mathematical Tripos examination of 1869: a medium tied to atoms by a force proportional to distance, with a resistance proportional to their relative velocity. Rayleigh wrote that this came earlier than Sellmeier or any other writer. Drude's textbook adds that Maxwell's question did not become known, and that Sellmeier, Helmholtz and Ketteler built dispersion theories on the same idea independently.

In H. A. Lorentz's electron theory the vibrating particles are electrons. In lectures at Columbia University in 1906, published in 1909, he described that theory as the older elastic explanation restated in electromagnetic terms, with Sellmeier's particles replaced by electrons. He was not alone in using charged oscillators: Drude's textbook bases its version on Helmholtz's electrical conception. Each resonance raises the index below its frequency and lowers it above. He found radiation damping far too weak to explain observed absorption, proposed that collisions interrupt the vibrations and act like a resistance, and said plainly that the true cause of absorption was still unknown.

Paul Drude's 1900 paper treated a metal as containing free electrons that share the thermal motion and collide with its atoms; Lorentz's lectures summarise how this accounted, roughly, for the similar ratio of heat and electrical conductivity across metals. His textbook, Lehrbuch der Optik (1900; English translation 1902), treats conduction in metals optically: conducting charges have no equilibrium position but do feel a resistance, which gives metals a complex dielectric constant. He used it to explain why metals absorb light while even the best-conducting electrolytes stay transparent. In the textbook, written in the same period, he still called the conducting charges ions and worked in electrostatic units; the ω0=0\omega_0=0 term on this page is the modern SI form of that idea.

Method context and references

The bound/free distinction explains why these models remain useful: restoring forces create resonances, while free carriers contribute a low-frequency conductivity. Gang Chen, Radiative Transfer, MIT OpenCourseWare (Spring 2006), chapter 6 reading develops Lorentz and Drude material response. M. S. Dresselhaus, Solid State Physics, Part II: Optical Properties of Solids, MIT course notes, chapter 2, derives the free-carrier contribution. These teaching sources support the formulas, not the history. The history above follows the primary sources below and reports their priority statements as theirs. The editor and calculations are a later browser implementation.

Lord Rayleigh (John William Strutt), The theory of anomalous dispersion, The London, Edinburgh, and Dublin Philosophical Magazine and Journal of Science, series 5, 48(290), 151–152 (1899): Maxwell's 1869 Tripos question. Read in the reprint in Rayleigh's Scientific Papers, vol. IV (Cambridge University Press, 1903), article 250, pp. 413–414, open scan. The 1869 examination paper itself was not consulted.

H. A. Lorentz, The Theory of Electrons and Its Applications to the Phenomena of Light and Radiant Heat (Leipzig: B. G. Teubner, 1909), lectures delivered at Columbia University in 1906; open scan. Sections 47–49 (pp. 63–65) summarise Drude's theory of metallic conduction; sections 120–122 and 131 (pp. 140–144, 150–152) cover collision damping, the electron theory of dispersion and its relation to Sellmeier's and Helmholtz's earlier theories.

Paul Drude, The Theory of Optics, translated by C. Riborg Mann and Robert A. Millikan (London and New York: Longmans, Green and Co., 1902), from Lehrbuch der Optik (Leipzig, 1900); open scan of a 1933 impression. Part II, section II, chapter V, “Dispersion”, pp. 382–399, including the footnote on Maxwell, Sellmeier, Helmholtz and Ketteler and the section “Dispersion of the Metals”.

Paul Drude, Zur Elektronentheorie der Metalle, Annalen der Physik 306(3), 566–613 (1900). Cited by title and venue only; the text was not consulted. Its content is described above through Lorentz's summary.

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